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CRD 2309516
Money Concepts Capital Corp CRD 12963
$4.07B regulatory AUM 1,108 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2015-02-18 |
Branch Locations
11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES
136 Rt. 101-A, Amherst, NH 03031-2209 • United States
183 State Street 3Rd Floor, Boston, MA 02109 • United States
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
7 Essex Green Drive Ste. 64, Peabody, MA 01950 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Money Concepts Capital Corp | Palm Beach Gardens | FL | 12/2014 | Present |
1.R.A. HALL & CO. LLC, CPA FIRM, NOT INVESTMENT RELATED, 183 STATE STREET, BOSTON, MA 02109, NATURE OF BUSINESS IS ACCOUNTING, TAX & ADMINISTRATION , POSITION EMPLOYEE, DATE COMMENCED IS 1967, 200 HOURS A MONTH IS DEVOTED TO THE BUSINESS AND ALL HOURS DEVOTED DURING SECURITIES TRADING HOURS, DUTIES ARE WORKING AND CONSULTING WITH CLIENTS ON FINANCIAL PLANNING AND WEALTH MANAGEMENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-22 |
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