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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-06-16 |
| TX | RA | APPROVED_RES | 2017-02-22 |
| MD | RA | APPROVED | 2009-05-15 |
Branch Locations
218 N. Washington Street Suite 37, Easton, MD 21601 • United States
100 West Road Suite 200, Towson, MD 21204 • United States
Easton, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Inc. | Easton | MD | 05/2009 | Present |
Name: Shore Regional Health; Yes- Investment-Related; Address: 219 South Washington Street, Easton, MD 21601; Nature: Business Entity; Role: Board Member; Start Date: 8/1/17; Appx hrs/month: 2-3 hours/month; Hrs during trading: None; Duties: Board Member to sit on monthly meetings.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-16 |
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