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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-07
CA RA APPROVED 2011-01-03
ND RA APPROVED 2011-01-03
  • MN RA
    APPROVED
    Since 2013-11-07
  • CA RA
    APPROVED
    Since 2011-01-03
  • ND RA
    APPROVED
    Since 2011-01-03

Branch Locations

1827 Grand Ave 1St Fl, Saint Paul, MN 55105 • United States

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

3390 Pilot Knob Rd, Eagan, MN 55121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Maplewood MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Maplewood MN 11/2016 Present
Previous Registrations
  • 2005-01-26 → 2011-01-03
    Wells Fargo Investments, Llc
    Maplewood, MN
    Roseville, MN
    Roseville, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-08
S63 Uniform Securities Agent State Law Examination 2000-06-06
  • S66 Uniform Combined State Law Examination
    2005-09-08
  • S63 Uniform Securities Agent State Law Examination
    2000-06-06
Designations

View on SEC IAPD

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