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Tracy Ann Shemano

Quantum Financial Advisors, LLC

Santa Monica, CA

CRD 2309084

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Employer firm

Quantum Financial Advisors, LLC CRD 317386

$1.48B regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Quantum Financial Advisors, Llc

530 Wilshire Blvd Ste 206, Santa Monica, CA 90401 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-03
  • CA RA
    APPROVED
    Since 2024-01-03

Branch Locations

530 Wilshire Blvd Ste 206, Santa Monica, CA 90401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shemano Home Los Angeles CA 08/2008 05/2018
Quantum Financial Advisors, Llc Santa Monica CA 02/2022 Present
Abacus Wealth Partners Santa Monica CA 05/2018 01/2022
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-10
S63 Uniform Securities Agent State Law Examination 1995-10-12
  • S65 Uniform Investment Adviser Law Examination
    2018-09-10
  • S63 Uniform Securities Agent State Law Examination
    1995-10-12
Other Names
  • Tracy Ann Goldstein

View on SEC IAPD

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