Alan Whitaker Voorhees

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1992 → Present
  Paine Webber Inc.
  Iselin, NJ
• 11/1992 → Present
  Ubs Financial Services Inc.
  Edison, NJ

Other Businesses

1)JOHN J. HELDRICH IRRV. TR. DTD 11/20/90 FBO REGINA B. HELDRICH / MORRISTOWN NJ 07962 / TRUST / OTHER LIFE INSURANCE TRUST / PAYING INSURANCE PREMIUMS / TRUSTEE / WHILE MR. HELDRICH IS ALIVE, THE TRUSTEES MAKE SURE THE INSURANCE PREMIUMS ARE PAID. WHEN HE DIES AND THE INSURANCE IS PAID, A TRUST WILL BE ESTABLISHED THAT THE TRUSTEES WILL MANAGE. / START DATE 07/29/2011. 2)BEISER REMAINDER TRUST / MADISON, NJ 07940 / TRUST / OTHER TRUST / INVESTMENTS / TRUSTEE / OVERSEE ALL ASPECTS OF THE TRUST / START DATE 06/19/2012 / PERIODIC REVIEWS AND CONVERSATIONS 3)Barbara Baier / 8 Lakeview Drive Helmetta,NJ 08828 / Other/ Other It will be Barbara's estate which will include financial assets, personal property, and (perhaps) a home. / It would be the estate of Barbara Baier. / Other / I would be the executor in the hole. If Barabara Baier's sister (the primary executor) pre-deceases Barbara, then I would be the executor / Settle Barbara's estate / Start Date 11/12/2018 /

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-02-11
• S63 Uniform Securities Agent State Law Examination
  1993-02-04