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William Kenneth Lundstrom

LPl Financial LLC

Ridley Park, PA

Wilmington, DE

Wilmington, DE

Wilmington, DE

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2021-06-09
  • DE RA
    APPROVED
    Since 2021-06-09

Branch Locations

11 East Hinckley Avenue, Ridley Park, PA 19078 • United States

2301 Concord Pike, Wilmington, DE 19803 • United States

1812 Marsh Road, Wilmington, DE 19810 • United States

Wilmington, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Wilmington DE 08/2011 Present
Lpl Financial Llc Wilmington DE 06/2021 Present
Lpl Financial Llc Wilmington DE 06/2021 Present
Previous Registrations
  • 2011-08-18 → 2021-06-09
    M&T Securities, Inc.
    Wilkes-Barre, PA
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
    Claymont, DE
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
    Wilkes-Barre, PA
    Wilmington, DE
    Buffalo, NY
    Wilkes-Barre, PA
    Wilmington, DE
    Baltimore, MD
  • 1999-06-21 → 2011-08-29
    Wilmington Brokerage Services Company
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-27
S63 Uniform Securities Agent State Law Examination 1993-01-13
  • S65 Uniform Investment Adviser Law Examination
    1999-05-27
  • S63 Uniform Securities Agent State Law Examination
    1993-01-13

View on SEC IAPD

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PRINCIPAL SECURITIES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
HORTER INVESTMENT MANAGEMENT, LLC
PARAGON CAPITAL ADVISORS, LLC

Other Investors

CHRISTOPHER JOSEPH MULLIGAN
Andrew Huppman
SCOTT OWEN BOMBECK
Derek Jones
STEVEN G. BLUM
MARY QUINN BONFINI
JEFFREY NEAL PELESH
Danielle N DeVard

Other Offices

LPL FINANCIAL LLC · FOLSOM, PA
SANTANDER SECURITIES LLC · Folsom, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Norwood, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Morton, PA
STEVEN G. BLUM AND ASSOCIATES, LLC · SWARTHMORE, PA
PRINCIPAL SECURITIES, INC. · Springfield, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SPRINGFIELD, PA
HORTER INVESTMENT MANAGEMENT, LLC · SPRINGFIELD, PA

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