Curt Anthony Pederson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1991 → 10/2018
  Massachusetts Mutual I Life Insurance Co
  Springfield, MA
• 12/1992 → 10/2018
  Mml Investors Services, Inc.
  Seattle, WA
• 10/2018 → 03/2020
  Ameriprise Financial Services Inc
  Seattle, WA
• 03/2020 → 01/2026
  Ameriprise Financial Services, Llc
  Seattle, WA
• 01/2026 → Present
  Lpl Financial Llc
  Issaquah, WA

Previous Registrations

• 2018-10-16 → 2026-01-20
  Ameriprise Financial Services, Llc
  Seattle, WA
  Issaquah, WA
• 2006-04-13 → 2018-10-18
  Mml Investors Services, Llc
  Seattle, WA
  Seattle, WA

Other Businesses

1. 01/2026 - Sound Wealth - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 1/15/2026 2. 01/2026 - Sound Wealth - Non-Variable Insurance - Inv Related - 40 Hour(s)/Month - 40 Hour(s) During Trading - Issaquah, WA, 98029 - OBA Start Date: 1/15/2026

Exams

• S66 Uniform Combined State Law Examination
  2006-03-30
• S63 Uniform Securities Agent State Law Examination
  1993-02-19