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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2009-01-02
  • PA RA
    APPROVED
    Since 2009-01-02

Branch Locations

1605 East Market Street, York, PA 17403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. York PA 01/1999 Present
Raymond James Financial Services Advisors, Inc York PA 01/2009 Present
Other Businesses

Miller & Gay Investment Management. Address: York, PA Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 10/27/2014 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Partner.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-06
S63 Uniform Securities Agent State Law Examination 1993-02-08
  • S65 Uniform Investment Adviser Law Examination
    1995-01-06
  • S63 Uniform Securities Agent State Law Examination
    1993-02-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in York, PA

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