Brian Vincent Esposito

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-04
FL	RA	APPROVED	1994-01-13

TX RA
APPROVED_RES

Since 2019-01-04
FL RA
APPROVED

Since 1994-01-13

Branch Locations

4675 Pga Boulevard, Palm Beach Gardens, FL 33418 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Palm Beach Gardens	FL	03/1993	Present
Charles Schwab Bank, Ssb	Palm Beach Gardens	FL	02/2005	Present

03/1993 → Present

Charles Schwab & Co., Inc.

Palm Beach Gardens, FL
02/2005 → Present

Charles Schwab Bank, Ssb

Palm Beach Gardens, FL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-05-26

S63 Uniform Securities Agent State Law Examination

1993-05-26

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Exams

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