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Employer firm

Sanctuary Advisors, LLC CRD 226606

$34.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-08
NJ RA APPROVED 2022-05-27
FL RA APPROVED 2022-05-24
  • TX RA
    APPROVED_RES
    Since 2025-11-08
  • NJ RA
    APPROVED
    Since 2022-05-27
  • FL RA
    APPROVED
    Since 2022-05-24

Branch Locations

115 W. Century Rd Suite 180, Paramus, NJ 07652 • United States

Santa Rosa Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 04/2012 04/2022
Sanctuary Securities, Inc. Paramus NJ 04/2022 Present
Sanctuary Advisors, Llc Paramus NJ 04/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-04
S63 Uniform Securities Agent State Law Examination 1993-02-19
  • S65 Uniform Investment Adviser Law Examination
    1994-08-04
  • S63 Uniform Securities Agent State Law Examination
    1993-02-19

View on SEC IAPD

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