Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-05-02
FL RA APPROVED 2011-02-14
KY RA APPROVED 2007-12-01
TX RA APPROVED_RES 1998-10-23
  • TN RA
    APPROVED
    Since 2018-05-02
  • FL RA
    APPROVED
    Since 2011-02-14
  • KY RA
    APPROVED
    Since 2007-12-01
  • TX RA
    APPROVED_RES
    Since 1998-10-23

Branch Locations

340 E Main Ave, Bowling Green, KY 42101 • United States

Nashville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bowling Green KY 12/1992 Present
Bank Of America, N.A. Bowling Green KY 07/2011 Present
Other Businesses

MOSS MIDDLE SCHOOL2565 RUSSELLVILLE RD. BOWLING GREEN, KY 42101FOOTBALL AND BASKETBALL COACHEDUCATION/COACH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-26
S63 Uniform Securities Agent State Law Examination 1993-03-01
  • S65 Uniform Investment Adviser Law Examination
    2007-11-26
  • S63 Uniform Securities Agent State Law Examination
    1993-03-01
Other Names
  • David White

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Bowling Green, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor