Rhonda Kay Maxwell

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Temecula, CA
• 11/2016 → 06/2020
  Wells Fargo Clearing Services, Llc
  Temecula, CA
• 06/2020 → Present
  Lpl Financial Llc
  Murrieta, CA
• 06/2020 → Present
  Stratos Wealth Partners, Ltd
  Murrieta, CA

Previous Registrations

• 2008-01-01 → 2020-06-05
  Wells Fargo Clearing Services, Llc
  Temecula, CA
• 2001-11-09 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Temecula, CA
  St. Louis, MO
  Temecula, CA

Other Businesses

1) 6/1/2020- Stratos Wealth Partners- DBA for LPL Business (entity for LPL business)- Inv. Related- Murrieta, CA- 100% 2) 6/9/2020 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 3/19/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 06/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 07/04/2020 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3) 05/22/2024 - Real Estate Rental - Owner - Investment Related - Lake Elsinore, CA - Start Date 12/01/2003 - 0 Hours Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-06-16
• S63 Uniform Securities Agent State Law Examination
  1993-02-19

Other Names

• Rhonda Maxwell