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Frederick Francis Telarico

Stifel, Nicolaus & Company, Incorporated

Lighthouse Pt, FL

Irvine, CA

CRD 2308697

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-01
FL RA APPROVED 2024-05-01
TX RA APPROVED_RES 2024-04-30
  • CA RA
    APPROVED
    Since 2024-05-01
  • FL RA
    APPROVED
    Since 2024-05-01
  • TX RA
    APPROVED_RES
    Since 2024-04-30

Branch Locations

Lighthouse Pt, FL • United States

400 Spectrum Center Drive, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Irvine CA 04/2011 04/2024
Stifel, Nicolaus & Company, Incorporated Irvine CA 04/2024 Present
Previous Registrations
  • 2011-05-03 → 2024-05-10
    Ubs Financial Services Inc.
    Fallbrook, CA
    Irvine, CA
    Irvine, CA
    Ft. Worth, TX
    Fort Worth, TX
    Fort Worth, TX
    Lighthouse Pt, FL
  • 2009-06-01 → 2011-05-20
    Morgan Stanley
    Fallbrook, CA
  • 2005-02-25 → 2009-06-01
    Citigroup Global Markets Inc.
    Fallbrook, CA
    Fallbrook, CA
  • 2000-04-21 → 2005-02-28
    Morgan Stanley Dw Inc.
    Laguna Woods, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-08
S63 Uniform Securities Agent State Law Examination 1993-02-22
  • S65 Uniform Investment Adviser Law Examination
    1996-07-08
  • S63 Uniform Securities Agent State Law Examination
    1993-02-22
Other Names
  • Fred Telarico
  • Frederick Francis Telarico
  • Frederick Francis Telarico

View on SEC IAPD

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