Jay Benjamin Dworsky

Employer firm

On Investment Management Co CRD 105662

$3.15B regulatory AUM 308 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
SEI, ASSETMARK, BRINKER CAPITAL, BNY MELLON ADVISORS, INC, SYMMETRY PARTNERS, ENVESTNET

From the firm’s Form ADV. Read the guides:

Current Employers

On Investment Management Co

One Financial Way, Cincinnati, OH 45242 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-02-23
FL	RA	APPROVED	2022-09-07
MD	RA	APPROVED	2021-02-22
OR	RA	APPROVED	2020-08-24
MN	RA	APPROVED	2019-01-16
OH	RA	APPROVED	2018-05-25
WI	RA	APPROVED	2017-07-31
IL	RA	APPROVED	2013-04-11

NY RA
APPROVED

Since 2024-02-23
FL RA
APPROVED

Since 2022-09-07
MD RA
APPROVED

Since 2021-02-22
OR RA
APPROVED

Since 2020-08-24
MN RA
APPROVED

Since 2019-01-16
OH RA
APPROVED

Since 2018-05-25
WI RA
APPROVED

Since 2017-07-31
IL RA
APPROVED

Since 2013-04-11

Branch Locations

275 Market Street Suite 54, Minneapolis, MN 55405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wisconsin Financial Advisors, Llc	Madison	WI	07/2012	Present
Dworsky Agency	Minneapolis	MN	01/2006	Present
Ohio National Financial Services	Cincinnati	OH	09/2009	Present
The O.N. Equity Sales Company	Cincinnati	OH	10/2012	Present

07/2012 → Present

Wisconsin Financial Advisors, Llc

Madison, WI
01/2006 → Present

Dworsky Agency

Minneapolis, MN
09/2009 → Present

Ohio National Financial Services

Cincinnati, OH
10/2012 → Present

The O.N. Equity Sales Company

Cincinnati, OH

Previous Registrations

2012-07-13 → 2013-06-18

Wisconsin Financial Advisors, Llc

Madison, WI

Other Businesses

1) DWORSKY Wealth Management; NOT INVESTMENT RELATED; 275 Market Street, Suite 54, Minneapolis, MN 55405; LIFE INSURANCE SALES; AGENT; 1991; 200 + HOURS PER MONTH ( 100 DURING SECURITY HOURS); PROSPECTING FOR LIFE INSURANCE SALES. LONG TERM CARE. 2)WISCONSIN FINANCIAL GROUP; INVESTMENT RELATED; 2923 MARKETPLACE DRIVE MADISON WI 53719; INSURANCE SALES; 200 HOURS/MONTH; PROSPECTING, OFFICE DETAIL, SALES AND EDUCATION; 3) Fraser; not investment related; 2400 West 64th Street Minneapolis MN 55423; Board Member; 08/01/2021; 2 hours/day (0 during market hours); Opine on different topics the CFO and their team are working on, We vote and give opinion as we see

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2012-12-21
S65	Uniform Investment Adviser Law Examination	2011-03-22

S63 Uniform Securities Agent State Law Examination

2012-12-21
S65 Uniform Investment Adviser Law Examination

2011-03-22

View on SEC IAPD