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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-12-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitin Life Insurance Co | Exeter | NH | 09/2005 | 10/2017 |
| Ohio National Financial Services | Cincinnati | OH | 03/2010 | 10/2017 |
| Centaurus Financial Inc. | Anaheim | CA | 05/2011 | 10/2017 |
| Equity Services Inc. | Montpelier | VT | 10/2017 | 10/2019 |
| National Life Group | Montpleier | VT | 10/2017 | 10/2019 |
| Securities America, Inc. | Hampton | NH | 10/2019 | 12/2022 |
| The Patriot Financial Group | Westborough | MA | 10/2019 | 11/2024 |
| Echelon Planning Group | Westborough | MA | 11/2022 | 11/2023 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 12/2022 | Present |
| Comprehensive Wealth Management | Hampton | NH | 12/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 12/2023 | Present |
1) NAME OF OTHER BUSINESS: COMPREHENSIVE WEALTH MANAGEMENT , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-17 |
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