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Michael Thomas Mcginn

Mml Investors Services, LLC

Southampton, PA

Wall Township, NJ

Upper Holland, PA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-25
PA RA APPROVED 2017-03-25
  • NJ RA
    APPROVED
    Since 2017-03-25
  • PA RA
    APPROVED
    Since 2017-03-25

Branch Locations

507 Lakeside Drive, Southampton, PA 18966 • United States

1305 Campus Parkway, Wall Township, NJ 07753 • United States

Upper Holland, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Michael T. Mcginn Southampton PA 10/1993 Present
Metlife Securities Inc. Fairfield NJ 01/2015 03/2017
Mml Investors Services, Llc Wall Township NJ 03/2017 Present
Massmutual Life Insurance Co Wall Township NJ 07/2016 Present
  • 10/1993 → Present
    Michael T. Mcginn
    Southampton, PA
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Fairfield, NJ
  • 03/2017 → Present
    Mml Investors Services, Llc
    Wall Township, NJ
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Wall Township, NJ
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Princeton, NJ
    Southampton, PA
    Wall Township, NJ
  • 2011-01-25 → 2015-01-02
    New England Securities
    Southampton, PA
    Fairfield, NJ
    Southampton, PA
Other Businesses

OWNER OF A CPA FIRM / I PRIMARILY DOTAX RETURNS FOR INDIVIDUALS AT 507 LAKESIDE DRIVE SOUTHAMPTON, PA 18966 FOR 25 TRADING HOURS SINCE 8/1995

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-01-06
S63 Uniform Securities Agent State Law Examination 1993-02-10
  • S65 Uniform Investment Adviser Law Examination
    2011-01-06
  • S63 Uniform Securities Agent State Law Examination
    1993-02-10

View on SEC IAPD

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Other Offices

EDWARD JONES · SOUTHAMPTON, PA
MCKENNA & SULLIVAN INC · SOUTHAMPTON, PA
MCKENNA & SULLIVAN INC · Southampton, PA
HORNOR, TOWNSEND & KENT, LLC · SOUTHAMPTON, PA
ISAKOV PLANNING GROUP INC. · SOUTHAMPTON, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTHAMPTON, PA
PRIVATE ADVISOR GROUP, LLC · Southampton, PA
LPL FINANCIAL LLC · FEASTERVILLE, PA

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