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Current Employers
Cornerstone Wealth Management, Llc

13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-04-22
MO RA APPROVED 2013-01-24
  • TX RA
    APPROVED_RES
    Since 2013-04-22
  • MO RA
    APPROVED
    Since 2013-01-24

Branch Locations

4130 S. Fairview Ave Suite 104, Springfield, MO 65807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dixon Incorporated Springfield MO 02/1998 Present
Lpl Financial, Llc Springfield MO 12/2012 Present
Cornerstone Wealth Management Springfield MO 01/2013 Present
  • 02/1998 → Present
    Dixon Incorporated
    Springfield, MO
  • 12/2012 → Present
    Lpl Financial, Llc
    Springfield, MO
  • 01/2013 → Present
    Cornerstone Wealth Management
    Springfield, MO
Previous Registrations
  • 2004-01-01 → 2012-12-21
    Springfield, MO
  • 2002-03-21 → 2004-01-01
    Locust Street Securities, Inc.
    Springfield, MO
Other Businesses

1. 01/09/2013 - Dixon Incorporated - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - TIME SPENT 85% 2. 01/09/2013 - Dixon Incorporated - Non-Variable Insurance DBA 3. 01/14/2013 - REGISTERED INVESTMENT ADVISOR DBA - CORNERSTONE WEALTH MANAGEMENT - (HYBRID) PROVIDE FINANCIAL PLANNING AND ASSET MANAGEMENT FOR A FEE - TIME SPENT 70% - SPRINGFIELD, MO 4. 12/22/2014: TRIBUTE FALLS DEVELOPMENT COMPANY, LLC - INV REL - 1610 W CALEB COURT, SPRINGFIELD, MO 65810 - LLC - START 11/06/2014 - 1 HR/MO NONE DURING SECS TRDG HRS - LLC SET UP TO HOLD A DEVELOPMENT PROPERTY OWNED AND FOR LEASE. OWNER OF PROPERTY. THIS HAS NOTHING TO DO WITH LPL FINANCIAL OR SECURITIES. 5. 07/23/2019 - No business name - Investment related - At reported business location(s) - Notary Public - start date:03/29/2016 - 1 hr/mo - 1 hr during trading. 6. 7/30/2019 - BDDixon Holdings, LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 10/07/2014 - 1 Hour Per Month/0 Hours During Securities Trading - LLC set up to hold business property for Brian and Jennifer Dixon. 7. 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - Time Spent 85% 8. 04/25/2023 - BDDixon Aviation, LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Start Date 02/23/2023 - 10 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-10
S63 Uniform Securities Agent State Law Examination 1993-02-26
  • S65 Uniform Investment Adviser Law Examination
    2000-10-10
  • S63 Uniform Securities Agent State Law Examination
    1993-02-26

View on SEC IAPD

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