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13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-04-22 |
| MO | RA | APPROVED | 2013-01-24 |
Branch Locations
4130 S. Fairview Ave Suite 104, Springfield, MO 65807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dixon Incorporated | Springfield | MO | 02/1998 | Present |
| Lpl Financial, Llc | Springfield | MO | 12/2012 | Present |
| Cornerstone Wealth Management | Springfield | MO | 01/2013 | Present |
1. 01/09/2013 - Dixon Incorporated - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - TIME SPENT 85% 2. 01/09/2013 - Dixon Incorporated - Non-Variable Insurance DBA 3. 01/14/2013 - REGISTERED INVESTMENT ADVISOR DBA - CORNERSTONE WEALTH MANAGEMENT - (HYBRID) PROVIDE FINANCIAL PLANNING AND ASSET MANAGEMENT FOR A FEE - TIME SPENT 70% - SPRINGFIELD, MO 4. 12/22/2014: TRIBUTE FALLS DEVELOPMENT COMPANY, LLC - INV REL - 1610 W CALEB COURT, SPRINGFIELD, MO 65810 - LLC - START 11/06/2014 - 1 HR/MO NONE DURING SECS TRDG HRS - LLC SET UP TO HOLD A DEVELOPMENT PROPERTY OWNED AND FOR LEASE. OWNER OF PROPERTY. THIS HAS NOTHING TO DO WITH LPL FINANCIAL OR SECURITIES. 5. 07/23/2019 - No business name - Investment related - At reported business location(s) - Notary Public - start date:03/29/2016 - 1 hr/mo - 1 hr during trading. 6. 7/30/2019 - BDDixon Holdings, LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 10/07/2014 - 1 Hour Per Month/0 Hours During Securities Trading - LLC set up to hold business property for Brian and Jennifer Dixon. 7. 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - Time Spent 85% 8. 04/25/2023 - BDDixon Aviation, LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Start Date 02/23/2023 - 10 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-26 |
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