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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-01
MN RA APPROVED 2013-11-23
TX RA APPROVED_RES 2006-10-04
  • FL RA
    APPROVED
    Since 2024-10-01
  • MN RA
    APPROVED
    Since 2013-11-23
  • TX RA
    APPROVED_RES
    Since 2006-10-04

Branch Locations

17305 Cedar Ave S Ste 220, Lakeville, MN 55044 • United States

Fort Myers, FL • United States

Farmington, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lakeville MN 09/2005 03/2020
Ameriprise Financial Services, Llc Lakeville MN 03/2020 Present
Other Businesses

Business Ownership; Someoffice; Unless provided otherwise by a resolution adopted by the Members, the Chief Manager (a) shall have general active management of the business of the Company; (b) shall, when present, preside at all meetings of the Members; (c) shall see that all orders and resolutions of the Members are carried into effect; (d) may maintain records of and certify proceedings of the Members; and (e) shall perform such other duties as may from time to time be prescribed by the Members.; Pass through entity with the sole purpose of leasing office space for an Ameriprise office.; 17305 Cedar Avenue S., Suite 200, Lakeville, MN 55044, ,; Not Investment-Related; 06/03/2019; 0 hours per month; 0 during trading hours. Board of Directors; Theta Chi Housing Corporation; Director; 315 19th Ave SE, , Minneapolis, MN, 55414; Not Investment-Related; 10/17/2018; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Summit Management Group, LLC; Registered Team Member - Advisor; Manage advisory business; 1530 Greenview Dr Ste 205, , Rochester, MN, 55902; Investment-Related; 09/01/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-11
S63 Uniform Securities Agent State Law Examination 1993-02-22
  • S66 Uniform Combined State Law Examination
    2002-11-11
  • S63 Uniform Securities Agent State Law Examination
    1993-02-22
Designations
Other Names
  • Steven J Gehrke

View on SEC IAPD

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