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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-01 |
| MN | RA | APPROVED | 2013-11-23 |
| TX | RA | APPROVED_RES | 2006-10-04 |
Branch Locations
17305 Cedar Ave S Ste 220, Lakeville, MN 55044 • United States
Fort Myers, FL • United States
Farmington, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lakeville | MN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Lakeville | MN | 03/2020 | Present |
Business Ownership; Someoffice; Unless provided otherwise by a resolution adopted by the Members, the Chief Manager (a) shall have general active management of the business of the Company; (b) shall, when present, preside at all meetings of the Members; (c) shall see that all orders and resolutions of the Members are carried into effect; (d) may maintain records of and certify proceedings of the Members; and (e) shall perform such other duties as may from time to time be prescribed by the Members.; Pass through entity with the sole purpose of leasing office space for an Ameriprise office.; 17305 Cedar Avenue S., Suite 200, Lakeville, MN 55044, ,; Not Investment-Related; 06/03/2019; 0 hours per month; 0 during trading hours. Board of Directors; Theta Chi Housing Corporation; Director; 315 19th Ave SE, , Minneapolis, MN, 55414; Not Investment-Related; 10/17/2018; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Summit Management Group, LLC; Registered Team Member - Advisor; Manage advisory business; 1530 Greenview Dr Ste 205, , Rochester, MN, 55902; Investment-Related; 09/01/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-22 |
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