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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-04-05
  • MO RA
    APPROVED
    Since 2022-04-05

Branch Locations

2458 Old Dorsett Road Suite 240, Maryland Heights, MO 63043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Maryland Heights MO 04/2022 Present
American United Life Insurance Co Indianapolis IN 09/2012 02/2022
One America Securities Inc Indianapolis IN 02/2018 11/2021
Transamerica Agency Network Baltimore MD 02/2022 Present
United Financial Services Baltimore MD 02/2022 Present
  • 04/2022 → Present
    Transamerica Financial Advisors, Inc
    Maryland Heights, MO
  • 09/2012 → 02/2022
    American United Life Insurance Co
    Indianapolis, IN
  • 02/2018 → 11/2021
    One America Securities Inc
    Indianapolis, IN
  • 02/2022 → Present
    Transamerica Agency Network
    Baltimore, MD
  • 02/2022 → Present
    United Financial Services
    Baltimore, MD
Previous Registrations
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc TRANSAMERICA AGENCY NETWORK/Investment Related - Yes/100 Ligit Street Baltimore, MD 21202 314-878-4950/It's to help people with their life insurance needs./Agent/02.2022/40/2/Prospect, bring in new business, help people protect their families and businesses. UNITED FINANCIAL SERVICES/Investment Related - Yes/100 Ligit Street Baltimore, MD 21202/To help investors who are looking for a more conservative way to invest their money and get some guarantees./Agent/02.2022/40/2/To find people who are looking for ways to grow their assets without taking on a lot of risk and who want a guaranteed income stream that they cannot outlive.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-21
S63 Uniform Securities Agent State Law Examination 2013-09-23
  • S65 Uniform Investment Adviser Law Examination
    2013-11-21
  • S63 Uniform Securities Agent State Law Examination
    2013-09-23
Other Names
  • Shorty Short

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