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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-04-05 |
Branch Locations
2458 Old Dorsett Road Suite 240, Maryland Heights, MO 63043 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Maryland Heights | MO | 04/2022 | Present |
| American United Life Insurance Co | Indianapolis | IN | 09/2012 | 02/2022 |
| One America Securities Inc | Indianapolis | IN | 02/2018 | 11/2021 |
| Transamerica Agency Network | Baltimore | MD | 02/2022 | Present |
| United Financial Services | Baltimore | MD | 02/2022 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc TRANSAMERICA AGENCY NETWORK/Investment Related - Yes/100 Ligit Street Baltimore, MD 21202 314-878-4950/It's to help people with their life insurance needs./Agent/02.2022/40/2/Prospect, bring in new business, help people protect their families and businesses. UNITED FINANCIAL SERVICES/Investment Related - Yes/100 Ligit Street Baltimore, MD 21202/To help investors who are looking for a more conservative way to invest their money and get some guarantees./Agent/02.2022/40/2/To find people who are looking for ways to grow their assets without taking on a lot of risk and who want a guaranteed income stream that they cannot outlive.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-23 |
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