Timothy Patrick Mcparland

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-01-15
NY	RA	APPROVED	2021-06-30

TX RA
APPROVED_RES

Since 2026-01-15
NY RA
APPROVED

Since 2021-06-30

Branch Locations

48 S Service Rd Ste 402, Melville, NY 11747 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Principal Life Ins Co	Melville	NY	07/2008	Present
Principal Securities Inc	Melville	NY	07/2008	Present
Union Financial, Inc.	Melville	NY	10/2021	11/2023

07/2008 → Present

Principal Life Ins Co

Melville, NY
07/2008 → Present

Principal Securities Inc

Melville, NY
10/2021 → 11/2023

Union Financial, Inc.

Melville, NY

Other Businesses

OUTSIDE INSURANCE. BROKER- HEALTH. EFFECTIVE DATE - 11/14/13. ***Carlingford Wealth Management; Not Investment Related; 11 Park View Lane, Lake Grove, NY; Owner; S-corp established to process personal income for tax purposes. Not approved as a DBA for use with the public.; Start Date: 12/17/2017; 0 hrs per month; 0 during trading hours. ***Fixed insurance; Investment Related; 48 S Service Road, Melville, NY 11747; Agent; Life, DI, Group Insurance, LTC; Start Date: 06/01/2018; 8 hrs per month; 8 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-10-05
S63	Uniform Securities Agent State Law Examination	1993-06-08

S66 Uniform Combined State Law Examination

2005-10-05
S63 Uniform Securities Agent State Law Examination

1993-06-08

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