Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-05-12 |
| AR | RA | APPROVED | 1998-03-24 |
| TX | RA | APPROVED_RES | 1997-12-03 |
Branch Locations
2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Little Rock | AR | 09/1997 | Present |
| Bank Of America,Na | Little Rock | AR | 12/2009 | Present |
I*468637 For profit or not for profit: Entity Charitable Name of outside business organization: Arkansas Children's Hospital Investment related: No Address of business: Little Rock, Arkansas, 72202 Position, title, association: Committee, Board Member Start date of relationship: 11/2/2022 Number of hours devoted: 4 hours Monthly Number of hours devoted during trading hours: 1 hr mthly Duties: Hospital for Children. Was asked to serve on the board. I*60420 For profit or not for profit: Non-Profit Organization Name of outside business organization: Goodwill Industries of Arkansas Investment related: No Address of business: Little Rock, Arkansas 72201 Position, title, association: Director Start date of relationship: 3/29/2006 Number of hours devoted: 150 hours Annually Number of hours devoted during trading hours: 15 hrs annually Duties: Board Member since 2006 Board Chair since January 2012 I*1373272 For profit or not for profit: Entity Charitable Name of outside business organization: Arkansas Children's Hospital Foundation Board Investment related: N Address of business: Little Rock, Arkansas, 72202, United States Position, title, association: Committee, Investment committee Start date of relationship: 7/1/2023 Number of hours devoted: 24 hours Monthly Number of hours devoted during trading hours: 2 hrs mthy Duties: , It is a Children's hospital. I would serve on the investment committee for the foundation. Responsibilities would include review of Investment managers to the existing investment policy. I would not be giving investment advice or representing the firm I*3181280 Entity Type: Fiduciary role Name of OBA: VL J. Trust - Button Willow Address: Carlisle, Arkansas, 72024 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 11/17/2025 Number of Hours: 4, Monthly Number of Hours during trading: 0 Duties: Trustee/Parent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-10 |
Reach out to this advisor