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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-07-23 |
| CA | RA | APPROVED | 2018-07-20 |
| TX | RA | APPROVED_RES | 2018-07-20 |
Branch Locations
1748 Railroad Ave, Livermore, CA 94550 • United States
Walnut Creek, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | San Francisco | CA | 07/2016 | 05/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 07/2018 | Present |
| Unemployed | Antioch | CA | 05/2018 | 07/2018 |
I*938234 For profit or not for profit: Entity For Profit Name of outside business organization: CVS Health Investment related: N Address of business: Walnut Creek, California, 94596 Nature of business: ["Corporation"] Position, title, association: ["Employee"], Start date of relationship: 8/3/2022 Number of hours devoted: 15 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Store Associate - Stocker
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-05 |
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