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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-12-12
  • TX RA
    APPROVED
    Since 2005-12-12

Branch Locations

5910 N Central Expy, Dallas, TX 75206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 09/2005 Present
Bank Of America, Na Dallas TX 12/2008 Present
Other Businesses

I*110448 For profit or not for profit: Non-Profit Organization Name of outside business organization: Circle Ten Council Boy Scouts of America Investment related: N Address of business: Dallas, Texas 75235 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 1/1/2020 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Executive Board to the local council (Circle 10) of the Boy Scouts of America. My responsibilities will be to assist in the organization and execution of the mission of BSA. I*: 1950273 Entity Type: Entity Governmental Name of OBA: UNC Kenan Flagler - Investment Management Action Council Address: Chapel Hill, NC Investment Related: No Position, Title, Association: Board Member Employee Start Date: 09/03/2024 Number of Hours: 10 hrs annually Number of Hours during trading: 10 hrs annully Duties: Giving students career advise and education recommendations regarding a wealth management career. He will not be representing Merrill Lynch. He will also give the university advise on how to craft education that would support a wealth management career and again only representing his ideas to be his own and not Merrill Lynch's.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-09
  • S66 Uniform Combined State Law Examination
    2005-12-09
Other Names
  • Tim Wilson

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