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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2005-12-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 09/2005 | Present |
| Bank Of America, Na | Dallas | TX | 12/2008 | Present |
I*110448 For profit or not for profit: Non-Profit Organization Name of outside business organization: Circle Ten Council Boy Scouts of America Investment related: N Address of business: Dallas, Texas 75235 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 1/1/2020 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Executive Board to the local council (Circle 10) of the Boy Scouts of America. My responsibilities will be to assist in the organization and execution of the mission of BSA. I*: 1950273 Entity Type: Entity Governmental Name of OBA: UNC Kenan Flagler - Investment Management Action Council Address: Chapel Hill, NC Investment Related: No Position, Title, Association: Board Member Employee Start Date: 09/03/2024 Number of Hours: 10 hrs annually Number of Hours during trading: 10 hrs annully Duties: Giving students career advise and education recommendations regarding a wealth management career. He will not be representing Merrill Lynch. He will also give the university advise on how to craft education that would support a wealth management career and again only representing his ideas to be his own and not Merrill Lynch's.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-09 |
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