Steven Chiachan Lee

Employer firm

Bfc Planning, Inc. CRD 119682

$3.84B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Bfc Planning, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2016-01-12

IL RA
APPROVED

Since 2016-01-12

Branch Locations

Lake Forest, IL • United States

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Berthel Fisher & Company Financial Services, Inc.	Lake Forest	IL	06/2003	Present
Taiwanese Chamber Of Commerce	Wheaton	IL	07/2011	Present
Bfc Planning, Inc.	Lake Forest	IL	01/2016	Present

06/2003 → Present

Berthel Fisher & Company Financial Services, Inc.

Lake Forest, IL
07/2011 → Present

Taiwanese Chamber Of Commerce

Wheaton, IL
01/2016 → Present

Bfc Planning, Inc.

Lake Forest, IL

Other Businesses

1. TAIWANESE AMERICAN CHAMBER OF COMMERCE OF GREATER CHICAGO-N-LAKE FOREST, IL-CHAMBER OF COMMERCE-PRESIDENT-7/2013-10-2-HELP CHAMBER OF COMMERCE AND HOST EVENTS. 2. LEE K. STEVEN INVESTMENT LLC-Y-LAKE FOREST, IL-LLC-REGISTERED REP-1/2015-160-130-USED FOR ACCOUNTING PURPOSES. 3.Overseas Community Affairs Council-N-Lake Forest, IL-Community Service-Advisor-02/2020-1-1-Community Service for Taiwanese Govt. 4. WJO 2020 LEGACY TRUST-N-LAKE FOREST, IL-TRUSTEE-11/2020-0-0-TRUSTEE FOR FRIEND'S TRUST. 5. Susan H. Lee Legacy Foundation- N- Lake Forest, IL- 501C foundation- President- 05/2026- 5- 5- Charitable foundation. 6. Taiwanese Chamber of Commerce of North American- N- Lake Forest, IL- President- 06/2026- 10- 0- Promote US-Taiwan Economic relations.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-01-02
S63	Uniform Securities Agent State Law Examination	1994-11-22

S66 Uniform Combined State Law Examination

2016-01-02
S63 Uniform Securities Agent State Law Examination

1994-11-22

Other Names

Steven Chia Chan Lee
Steven C C Lee

View on SEC IAPD