Keith Robert Bratton

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-03-03
TX	RA	APPROVED_RES	2001-11-02

FL RA
APPROVED

Since 2020-03-03
TX RA
APPROVED_RES

Since 2001-11-02

Branch Locations

824 A1A N, Ponte Vedra Beach, FL 32082 • United States

50 N Laura St, Jacksonville, FL 32202 • United States

Ponte Vedra Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Evansville	IN	10/2001	Present
Bank Of America, N.A.	Evansville	IN	11/2009	Present

10/2001 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Evansville, IN
11/2009 → Present

Bank Of America, N.A.

Evansville, IN

Other Businesses

I*500439 Entity Type: Rental property Name of OBA: Bratton Family LLC Address: Ponte Vedra Beach, Florida, 32082 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 11/20/2017 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Rental Property/Sole owner

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-02-19
S63	Uniform Securities Agent State Law Examination	1993-01-11

S66 Uniform Combined State Law Examination

2002-02-19
S63 Uniform Securities Agent State Law Examination

1993-01-11

Other Names

Keith Bratton

View on SEC IAPD