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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-01 |
| FL | RA | APPROVED | 2006-06-29 |
Branch Locations
4200 W Cypress Street Suite 700, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | New York | NY | 09/1990 | Present |
| Park Avenue Securities Llc | Tampa | FL | 05/1999 | Present |
1. Insurance products outside of Guardian, Acting as agent offering companies outside of Guardian if necessary, Start: 10/01/2011, Address: 4200 W. Cypress Street Suite 700 Tampa, FL 33607, Hrs per month - Tot/Bus: 4/3, Investment related, 2. Disputes & Resolution Committee Member Heritage Springs HOA, Start Date: 4/30/2026, Nature: Home Owners Association, Address: 11334 Robert Trent Jones PKY Trinity, FL 34655, Duties: Secretary/Decision making to suspend HOA Club privileges or small monetary sanctions, 10 total hrs per month; 5 during securities trading hours, Non-Investment Related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-08 |
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