Best Investors Account Sign in

David Christopher Clingman

Charles Schwab & Co., Inc.

Charlotte, NC

Phoenix, AZ

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-06-29
  • NJ RA
    APPROVED
    Since 2021-06-29

Branch Locations

4529 Sharon Road, Charlotte, NC 28211-3521 • United States

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Charlotte NC 12/2009 10/2023
Charles Schwab & Co., Inc. Charlotte NC 06/2021 Present
Charles Schwab Bank, Ssb Charlotte NC 06/2021 Present
Charles Schwab Premier Bank Charlotte NC 11/2023 Present
  • 12/2009 → 10/2023
    Td Ameritrade, Inc.
    Charlotte, NC
  • 06/2021 → Present
    Charles Schwab & Co., Inc.
    Charlotte, NC
  • 06/2021 → Present
    Charles Schwab Bank, Ssb
    Charlotte, NC
  • 11/2023 → Present
    Charles Schwab Premier Bank
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-11
  • S66 Uniform Combined State Law Examination
    2006-12-11
Other Names
  • David Clingman

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor