Best Investors Account Sign in
Claim This Profile
Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-19
FL RA APPROVED 2017-01-27
  • TX RA
    APPROVED_RES
    Since 2019-07-19
  • FL RA
    APPROVED
    Since 2017-01-27

Branch Locations

1819 Main Street Suite 600, Sarasota, FL 34236 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Sarasota FL 05/2006 12/2016
Raymond James Financial Services, Inc. Sarasota FL 12/2016 Present
Raymond James Financial Services Advisors Inc. Sarasota FL 01/2017 Present
Main Street Financial Group Sarasota FL 12/2016 Present
Previous Registrations
Other Businesses

(1)Name of Business: Main Street Financial Group Address: 1819 Main St Ste 600, Sarasota, FL, 34236, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 12/19/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: RJFS Branch Manager/Owner/Financial Advisor (2)Name of Business: MFP Address: 1819 Main St Ste 600, Sarasota, FL, 34236, United States Activity Type: Referral Fees Position/Title: Independent Contractor Investment Related: Yes Start Date: 07/20/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I'm a branch owner (3)Name of Business: Tutcher Family Enterprises- DBA P-Fit Sarasota Address: 5000 Fruitville Road, Sarasota, FL, 34232, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/15/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will oversee the staff I hire to run a fat burning fitness center I have an area development agreement for

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-18
S63 Uniform Securities Agent State Law Examination 1993-10-04
  • S65 Uniform Investment Adviser Law Examination
    2006-07-18
  • S63 Uniform Securities Agent State Law Examination
    1993-10-04

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Sarasota, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor