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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-19 |
| FL | RA | APPROVED | 2017-01-27 |
Branch Locations
1819 Main Street Suite 600, Sarasota, FL 34236 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Sarasota | FL | 05/2006 | 12/2016 |
| Raymond James Financial Services, Inc. | Sarasota | FL | 12/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Sarasota | FL | 01/2017 | Present |
| Main Street Financial Group | Sarasota | FL | 12/2016 | Present |
(1)Name of Business: Main Street Financial Group Address: 1819 Main St Ste 600, Sarasota, FL, 34236, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 12/19/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: RJFS Branch Manager/Owner/Financial Advisor (2)Name of Business: MFP Address: 1819 Main St Ste 600, Sarasota, FL, 34236, United States Activity Type: Referral Fees Position/Title: Independent Contractor Investment Related: Yes Start Date: 07/20/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I'm a branch owner (3)Name of Business: Tutcher Family Enterprises- DBA P-Fit Sarasota Address: 5000 Fruitville Road, Sarasota, FL, 34232, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/15/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will oversee the staff I hire to run a fat burning fitness center I have an area development agreement for
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-04 |
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