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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-09-03
TX RA APPROVED_RES 2007-05-10
  • MI RA
    APPROVED
    Since 2010-09-03
  • TX RA
    APPROVED_RES
    Since 2007-05-10

Branch Locations

167 S. Main Street Suite 1, Romeo, MI 48065 • United States

23087 E Main St, Armada, MI 48005 • United States

501 Gratiot Boulevard Suite 2, Marysville, MI 48040 • United States

Washington, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Romeo MI 04/2002 Present
Other Businesses

(1) 4/25/2002 - NON-VARIABLE INSURANCE DBA - TARR & ASSOCIATES - ROMEO, MI. (2) 11/7/2005 - NON-VARIABLE INSURANCE - SPLIT BUSINESS W/GE LTC REP. - ROMEO, MI. (3) 11/28/2005 - REAL ESTATE RENTAL - PROVIDENCE HILLS, LLC - VACANT LAND - 1% TIME SPENT. (4) 6/20/2012: REAL ESTATE RENTAL - TMT - OFFICE BUILDING/HOUSE TMT - TIME SPENT 5% - ROMEO, MI. (5) 04/22/2019 - Tarr Financial - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:04/15/2019 - 200 hrs/mo - 200 hrs during trading. (6) 09/01/2021 - GTS Rentals LLC - Investment Related - Romeo, MI 48065 - Real Estate Rental - Start Date: 05/13/2021 - 10 Hours Per Month/0 Hours During Securities Trading - Commercial Building. (7) 09/08/2021 - Thrasher Development - Investment Related - Romeo, MI 48065 - Real Estate Rental - Start Date: 07/08/2013 - 2 Hours Per Month/0 Hours During Securities Trading - Residential homes. (8) 08/26/2022 - Tarr Management LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 01/01/2021 - 05 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-02-01
  • S63 Uniform Securities Agent State Law Examination
    1993-02-01
Designations
  • Chartered Financial Consultant
Other Names
  • Gregory Scott Tarr
  • Gregory Chfc Scott Tarr
  • Gregory Scott Tarr Chfc

View on SEC IAPD

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