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Paul Rusty Lanier

Raymond James & Associates, Inc.

Little Rock, AR

CRD 2306785

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2012-10-26
  • AR RA
    APPROVED
    Since 2012-10-26

Branch Locations

1 Information Way Suite 102, Little Rock, AR 72202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Little Rock AR 10/2012 Present
  • 10/2012 → Present
    Raymond James & Associates
    Little Rock, AR
Previous Registrations
  • 2003-02-13 → 2013-03-14
    Morgan Keegan & Company, Llc
    Memphis, TN
    Little Rock, AR
    Little Rock, AR
Other Businesses

(1)Name of Business: Arkansas State Bank Department Board Address: 1 commerce way suite 303, Little Rock , AR, 72202, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 05/25/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-23
S63 Uniform Securities Agent State Law Examination 1993-02-11
  • S65 Uniform Investment Adviser Law Examination
    1998-02-23
  • S63 Uniform Securities Agent State Law Examination
    1993-02-11
Other Names
  • Rusty Lanier
  • Paul Robinson Lanier

View on SEC IAPD

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