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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2012-10-18 |
Branch Locations
1 Information Way Suite 102, Little Rock, AR 72202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Little Rock | AR | 10/2012 | Present |
| Gilgamesh Fintech Ventures A Lp | Little Rock | AR | 06/2021 | 04/2023 |
| Petal Card | Little Rock | AR | 06/2021 | Present |
| Petal Card Inc. | Little Rock | AR | 03/2021 | Present |
(1)Name of Business: Capital Bancshares/ Encore Bancshares Address: 1621 North Jackson St., Little Rock, AR, 72207, United States Activity Type: Personal/Private Investment Position/Title: Investment Related: Yes Start Date: 05/25/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Excelerate Health Ventures ll LP Address: 1621 North Jackson, Little Rock, AR, 72207, United States Activity Type: Personal/Private Investment Position/Title: Investment Related: Yes Start Date: 12/16/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: Little Rock Compassion Center Address: 3618 west roosevelt road, Little rock, AR, 72207, United States Activity Type: Non profit Position/Title: Advisory Board Investment Related: No Start Date: 10/30/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: outside advisory member of the board
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-11 |
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