Thomas Phelps Devol

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2002 → Present
  Sigma Planning Corp
  Newton, MA
• 08/2014 → Present
  Parkland Securities
  Ann Arbor, MI

Other Businesses

1. INSURANCE BROKERAGE AS DEVOL INSURANCE & FINANCIAL SERVICE. 2. SALE OF LIFE, HEALTH AND PROPERTY, AND CASUALTY THROUGH VARIOUS INSURANCE COMPANIES.

Exams

• S66 Uniform Combined State Law Examination
  2000-04-06
• S63 Uniform Securities Agent State Law Examination
  1993-01-12

Designations

• Certified Financial Planner
• Chartered Financial Consultant