Thomas Phelps Devol

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2002-03-13

MA RA
APPROVED

Since 2002-03-13

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Newton , MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sigma Planning Corp	Newton	MA	03/2002	Present
Parkland Securities	Ann Arbor	MI	08/2014	Present

03/2002 → Present

Sigma Planning Corp

Newton, MA
08/2014 → Present

Parkland Securities

Ann Arbor, MI

Other Businesses

1. INSURANCE BROKERAGE AS DEVOL INSURANCE & FINANCIAL SERVICE. 2. SALE OF LIFE, HEALTH AND PROPERTY, AND CASUALTY THROUGH VARIOUS INSURANCE COMPANIES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-04-06
S63	Uniform Securities Agent State Law Examination	1993-01-12

S66 Uniform Combined State Law Examination

2000-04-06
S63 Uniform Securities Agent State Law Examination

1993-01-12

Designations

View on SEC IAPD

Current Employers

Spc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

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