David Wai Pak Chow

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1997 → Present
  David Chow Insurance
  San Francisco, CA
• 06/2010 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 06/2010 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2008-05-16 → 2010-06-17
  Investors Capital Corp.
  Coto De Caza, CA
  San Francisco, CA
• 1997-07-08 → 2005-01-06
  Advantage Capital Corporation
  San Francisco, CA

Other Businesses

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 06/01/2008

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-05-13
• S63 Uniform Securities Agent State Law Examination
  1994-08-26

Other Names

• David Waipak Chow
• David W Chow