Mark David Vernick

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1988 → 08/2017
  Self Employed
  St. Petersburg, FL
• 01/1995 → 07/2025
  Cadaret, Grant & Co., Inc.
  Seminole, FL
• 08/1998 → Present
  Vernick Financial Planning
  Seminole, FL
• 07/2025 → Present
  Lpl Financial Llc
  Seminole, FL

Previous Registrations

• 2003-01-17 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  St. Petersburg, FL
  St. Petersburg, FL
  Seminole, FL
  Syracuse, NY

Other Businesses

1- 07/2025 - Vernick Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/30/1998 - 160 hours per month/ during trading 2- 07/2025 - Vernick Financial Enterprises, Inc. - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 08/30/1998 - 160 hours per month/ during trading 3- 07/2025 - Vernick Financial Planning - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/31/1998 - 160 hours per month/ during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-09-25

Designations

• Certified Financial Planner