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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-06-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanderbilt Securities | Woodbury | NY | 04/2003 | 06/2023 |
| Royal Alliance | Islandia | NY | 06/2023 | Present |
1. -AMERITAX ADVISORS/TAX PRERP -NON INVESTMENT RELATED -7811 15TH AVE., BROOKLYN, NY 11228 -TAX PREPARATION -TAX ADVISOR/OWNER -1/1/2001 TO PRESENT -40 HR/MO; 8 DURING TRADING -TAX PREPARATION 2. ANNUITY DEPOT AGENCY -- Not Investment related. Start date: 10/01/2000. Address; 7811 15th Ave, Brooklyn New York, 11228. Title: Salesman. Duties: Annuity and Insurance sales. Time spent during regular hours: 5%. 3. RIDGE HEIGHTS MGMT. CO. - NON INV RELATED - VICE PRES. PROPERTY MANAGEMENT OF APARTMENT COMPLEX 4. CHRIS CORRITORE - LANDLORD FOR PERSONAL PROPERTY - ADDRESS: 435 EAST PENN ST LONG BEACH NY, 11561 OWNER - ONGOING, LANDLORD & BASIC MAINTENANCE - NON-INV RELATED - TIME SPENT DURING REGULAR BUSINESS HOURS IS 5%. 5. AMERITAX ADVISORS POSITION: President NATURE: Tax Preperation INVESTMENT RELATED: No NUMBER OF HOURS: 75 SECURITIES TRADING HOURS: 50 START DATE: 01/15/2000 ADDRESS: 7811 15Th Ave, Brooklyn NY 11228, United States DESCRIPTION: Preperation of Income Tax 6. CHRIS CORRITORE POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 03/19/1993 ADDRESS: 7811 15th Ave, Brooklyn NY 11228, United States DESCRIPTION: Insurance Agent 7. CHRIS CORRITORE POSITION: owner NATURE: Rental Apartments INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/20/1992 ADDRESS: 435 east penn st, long beach NY 11561, United States DESCRIPTION: Landlord 8. RIDGE HEIGHTS MANAGEMENT POSITION: owner NATURE: Land Development INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/20/2012 ADDRESS: 435 east penn st, long beach NY 11561, United States DESCRIPTION: Purchased lots to build house to sell 9. ANNUITY DEPOT POSITION: agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2003 ADDRESS: 125 froehlich farm road, Woodbury NY 11797, United States DESCRIPTION: insurance agent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-01 |
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