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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-09-23
  • FL RA
    APPROVED
    Since 2019-09-23

Branch Locations

100 Corey Ave Ste A101, St Pete Beach, FL 33706 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc St Pete Beach FL 09/2009 11/2016
Wells Fargo Advisors Llc Linwood NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc St Pete Beach FL 11/2016 09/2019
Wells Fargo Advisors Financial Network, Llc St Pete Beach FL 09/2019 Present
Previous Registrations
  • 2005-09-09 → 2019-09-20
    St. Pete Beach, FL
    St. Pete Beach, FL
    Linwood, NJ
    Linwood, NJ
    Linwood, NJ
    St. Pete Beach, FL
    Guttenberg, NJ
    St. Petersburg, FL
  • 2002-06-20 → 2005-09-16
    Legg Mason Wood Walker, Incorporated
    Marlton, NJ
Other Businesses

RENTAL PROPERTY, INV RELATED,ST PETE BEACH, FL,100% OWNERSHIP; START 12/12/2012, 2 HRS PER MONTH, 0 HRS DURING TRADING, DUTIES ARE TO SERVE AS LANDLORD. LIQUIDRX, LIQUID RX.LIFE, NOT INV REALTED, ST PETE BEACH, FL, 51% OWNER, START: 12/12/2012, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: WATERSPORT RENTALS. JODO LLC, INV RELATED, ST. PETE BEACH, FL, 100% OWNERSHIP, START 7/5/2018, 2 HOURS PER MONTH, ZERO DURING TRADING, MANAGE RENTAL PROPERTY. FARREN ASSET MANAGEMENT LLC, INV RELATED, ST. PETE BEACH, FL, 100% OWNERSHIP, START 3/29/2019, 2 HOURS PER MONTH, ZERO DURING TRADING, FOR FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-18
S63 Uniform Securities Agent State Law Examination 1993-02-10
  • S65 Uniform Investment Adviser Law Examination
    2006-01-18
  • S63 Uniform Securities Agent State Law Examination
    1993-02-10
Other Names
  • John Edward Farren
  • John Edward Farren

View on SEC IAPD

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