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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-09-23 |
Branch Locations
100 Corey Ave Ste A101, St Pete Beach, FL 33706 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | St Pete Beach | FL | 09/2009 | 11/2016 |
| Wells Fargo Advisors Llc | Linwood | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | St Pete Beach | FL | 11/2016 | 09/2019 |
| Wells Fargo Advisors Financial Network, Llc | St Pete Beach | FL | 09/2019 | Present |
RENTAL PROPERTY, INV RELATED,ST PETE BEACH, FL,100% OWNERSHIP; START 12/12/2012, 2 HRS PER MONTH, 0 HRS DURING TRADING, DUTIES ARE TO SERVE AS LANDLORD. LIQUIDRX, LIQUID RX.LIFE, NOT INV REALTED, ST PETE BEACH, FL, 51% OWNER, START: 12/12/2012, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: WATERSPORT RENTALS. JODO LLC, INV RELATED, ST. PETE BEACH, FL, 100% OWNERSHIP, START 7/5/2018, 2 HOURS PER MONTH, ZERO DURING TRADING, MANAGE RENTAL PROPERTY. FARREN ASSET MANAGEMENT LLC, INV RELATED, ST. PETE BEACH, FL, 100% OWNERSHIP, START 3/29/2019, 2 HOURS PER MONTH, ZERO DURING TRADING, FOR FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-10 |
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