Michael Dean Gourley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 11/2019
  Securities America Inc.
  Midvale, UT
• 09/2014 → 11/2019
  Securities America Advisors
  Midvale, UT
• 11/2019 → Present
  Lpl Financial, Llc
  Midvale, UT

Previous Registrations

• 2014-10-16 → 2019-11-20
  Securities America Advisors, Inc.
  Midvale, UT
• 2004-02-23 → 2014-10-09
  Lpl Financial Llc
  Midvale, UT
  Sandy, UT
• 2000-05-12 → 2004-02-26
  Mml Investors Services, Llc
  Salt Lake City, UT

Other Businesses

1. 02/17/2005 - PROVIDENT FINANCIAL GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ MIDVALE, UT 2. 09/05/2015 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 1423 BEACON HILL DR, TAYLORSVILLE, UT 84123 3. 11/01/1992 - MICHAEL GOURLEY/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 10%/ MIDVALE, UT

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-02
• S63 Uniform Securities Agent State Law Examination
  1992-12-24

Other Names

• Mike Gourley