Todd Michael Graham

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-06-15

PA RA
APPROVED

Since 2023-06-15

Branch Locations

Sinking Spring, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
H.BEck, Inc.	Rockville	MD	01/2011	11/2019
Chrisitian Concern	Kutztown	PA	01/2002	Present
Lpl Financial Llc	Sinking Spring	PA	11/2019	Present

01/2011 → 11/2019

H.BEck, Inc.

Rockville, MD
01/2002 → Present

Chrisitian Concern

Kutztown, PA
11/2019 → Present

Lpl Financial Llc

Sinking Spring, PA

Other Businesses

1)11/25/2019 - Christian Concern - Outside Employment - non-inv rel - Douglasville, PA - start: 11/2017 - 32 hr/mth 3)11/25/2019 - Non-Variable Insurance - inv rel - at reported business location(s) - start: 06/1996 - 8 hr/mth

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-06-14
S63	Uniform Securities Agent State Law Examination	1993-01-04

S66 Uniform Combined State Law Examination

2023-06-14
S63 Uniform Securities Agent State Law Examination

1993-01-04

View on SEC IAPD