Best Investors Account Sign in

Philippe William Lathrop

Wells Fargo Advisors Financial Network, LLC

Homewood, AL

Claim This Profile
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-06-01
TX RA APPROVED 2023-06-01
  • AL RA
    APPROVED
    Since 2023-06-01
  • TX RA
    APPROVED
    Since 2023-06-01

Branch Locations

600 University Park Place Suite 130 & 175, Homewood, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Birmingham AL 12/2009 06/2023
Wells Fargo Advisors Financial Network, Llc Birmingham AL 06/2023 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-12-10
S65 Uniform Investment Adviser Law Examination 1992-12-02
  • S63 Uniform Securities Agent State Law Examination
    1999-12-10
  • S65 Uniform Investment Adviser Law Examination
    1992-12-02

View on SEC IAPD

More in Homewood, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor