Wayde Stewart Knowles

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-07-24
WA	RA	APPROVED	2026-07-23

TX RA
APPROVED_RES

Since 2026-07-24
WA RA
APPROVED

Since 2026-07-23

Branch Locations

East Wenatchee, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Investment	Bothell	WA	08/2010	07/2026
Lpl Financial Llc	East Wenatchee	WA	07/2026	Present

08/2010 → 07/2026

Lincoln Investment

Bothell, WA
07/2026 → Present

Lpl Financial Llc

East Wenatchee, WA

Previous Registrations

2011-02-22 → 2026-07-24

Lincoln Investment

Cincinnati, OH

East Wenatchee, WA

Fort Washington, PA

Union, KY

Marlton, NJ

Other Businesses

1. 07/2026 - Eastmont High School - Coach/ Sports/ Fitness - Not Investment Related - 30 Hrs/Mth - 00 Hrs During Trading - East Wenatchee, WA 98802 - OBA Start Date: 08/02/2023 2. 07/2026 - Wayde Knowles & Associates - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 07/23/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-02-17
S63	Uniform Securities Agent State Law Examination	1992-12-21

S66 Uniform Combined State Law Examination

2011-02-17
S63 Uniform Securities Agent State Law Examination

1992-12-21

View on SEC IAPD