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Thomas Morgan Murphy

T.M. Murphy Investment Management, Inc.

San Diego, CA

CRD 2306011

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Employer firm

T.m. Murphy Investment Management, Inc. CRD 120132

$36.5M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
T.M. Murphy Investment Management, Inc.

San Diego, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-18
NY RA APPROVED 2022-09-09
  • CA RA
    APPROVED
    Since 2025-11-18
  • NY RA
    APPROVED
    Since 2022-09-09

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T.M. Murphy Investment Management, Inc. San Diego CA 04/1992 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-04
  • S65 Uniform Investment Adviser Law Examination
    1992-12-04
Designations
  • Certified Financial Planner
Other Names
  • Thomas Murphy

View on SEC IAPD

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