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3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2011-10-31 |
Branch Locations
11045 River Creek Dr E, Jacksonville, FL 32223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Jacksonville | FL | 10/2011 | 05/2019 |
| Independent Financial Partners | Jacksonville | FL | 10/2011 | Present |
| Ifp Securities, Llc | Jacksonville | FL | 05/2019 | Present |
(1) 10/12/2011: NO BUSINESS NAME - INV REL - 11045 RIVER CREEK DR E, JACKSONVILLE, FL 32223 - NON-VARIABLE INSURANCE - 5% OF TIME SPENT - LIFE INSURANCE, LTC, FIXED ANNUITY, CD'S (2) 01/22/2014: ROME G CAPITAL LLC - 11045 RIVER CREEK DR E, JACKSONVILLE, FL 32223 - NON-VARIABLE INSURANCE DBA - ROME G CAPITAL LLC - 5% OF TIME SPENT - SALES AND SERVICE, FINANCIAL ADVICE THROUGH IFP RIA (3) 07/03/2014: ROME FINANCIAL LLC - INV REL - 11045 RIVER CREEK DRIVE EAST, JACKSONVILLE, FL 32223 - START 09/14/2014 - 10 HRS/MO 1 DURING SECS TRDG HRS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-31 |
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