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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-04-19 |
| NC | RA | APPROVED | 2023-04-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Oxford | CT | 12/1992 | 03/2020 |
| Ameriprise Financial Services, Llc | Wolcott | CT | 04/2023 | Present |
| Ameriprise Financial Services, Llc | Wolcott | CT | 03/2020 | Present |
Real Estate Ownership; Condo-tel unit; 602 Fort Macon Rd, , Atlantic Beach, NC, 28512; Investment-Related; 05/01/2018. Board of Directors; Woodbury Yoga and Meditation Board of Directors; Board member/Treasurer; 122 Westside Rd, , Woodbury, CT, 06798; Not Investment-Related; 02/01/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-11 |
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