Best Investors
Account
Sign in
711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-02-17 |
Branch Locations
401 Mccullough Dr Ste 200, Charlotte, NC 28262 • United States
Austin, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Austin | TX | 04/2004 | Present |
| Principal Securities Inc | Austin | TX | 08/2004 | Present |
**PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 1900 West Loop South, Suite 400, Houston TX 77027-3247, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal. **ROCKY CREEK MUNICIPAL UTILITY DISTRICT TRAVIS COUNTY POSITION: Board of Directors NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/10/2023 ADDRESS: 16018 Hamiton Pool Road, Austin TX 78738, United States DESCRIPTION: The District is governed by a Board of Directors (the "Board") consisting of five directors who either own property or are residents within the District. The Board has oversight responsibility for the financial and operational aspects of the District. Board members are elected to serve four-year staggered terms, with elections held every two years in May of even-numbered years.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-29 |
Reach out to this advisor