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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2022-10-06
TX RA APPROVED_RES 2016-01-27
  • NV RA
    APPROVED
    Since 2022-10-06
  • TX RA
    APPROVED_RES
    Since 2016-01-27

Branch Locations

8625 Sw Cascade Ave Ste 104, Beaverton, OR 97008 • United States

Beaverton, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Portland OR 01/2016 03/2020
Ameriprise Financial Services, Llc Portland OR 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; Irish Envy LLC; I'm a Moderator of a sports website, IrishEnvy.; It's a sports website dedicated to talking about various Notre Dame sports and related topics.; 2410 West Ray Road, Suite 1, , Chandler, AZ, 85224; Not Investment-Related; 12/03/2020; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-14
S63 Uniform Securities Agent State Law Examination 2005-09-17
  • S66 Uniform Combined State Law Examination
    2006-08-14
  • S63 Uniform Securities Agent State Law Examination
    2005-09-17
Other Names
  • Shawn Jeremiah Colucy

View on SEC IAPD

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