Frank Eric Pagan

Current Employers

Westbrook Investment Advisory, Llc

Kissimmee, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-01

FL RA
APPROVED

Since 2025-01-01

Branch Locations

Kissimmee, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sovereign Legacy Securities, Inc	Pinehurst	NC	12/2010	02/2018
Sovereign Wealth Management Group, Llc	Longwood	FL	11/2004	02/2018
Sovereign Legacy, Inc.	Longwood	FL	12/2010	02/2018
Ameritas Life Insurance Corp	Lincoln	NE	02/2018	12/2020
Ameritas Investment Corp	Lincoln	NE	02/2018	12/2020
The Alfaomega Financial Group	Kissimmee	FL	02/2018	12/2020
Sovereign Legacy Securities, Inc.	Pinehurst	NC	01/2021	Present

12/2010 → 02/2018

Sovereign Legacy Securities, Inc

Pinehurst, NC
11/2004 → 02/2018

Sovereign Wealth Management Group, Llc

Longwood, FL
12/2010 → 02/2018

Sovereign Legacy, Inc.

Longwood, FL
02/2018 → 12/2020

Ameritas Life Insurance Corp

Lincoln, NE
02/2018 → 12/2020

Ameritas Investment Corp

Lincoln, NE
02/2018 → 12/2020

The Alfaomega Financial Group

Kissimmee, FL
01/2021 → Present

Sovereign Legacy Securities, Inc.

Pinehurst, NC

Previous Registrations

2018-02-28 → 2020-12-31

Ameritas Investment Company, Llc

Lincoln, NE

Kissimmee, FL

Lincoln, NE
2011-02-04 → 2018-02-26

Robo Advisor, Inc.

Lake Mary, FL
2008-04-09 → 2010-12-31

Spc

Heathrow, FL

Other Businesses

*FRANK E PAGAN, 1773 LEE JANZEN DRIVE, KISSIMMEE FL 34744; INV REL; MARKET INSURANCE PRODUCTS; AGENT; START DATE=02/2018; HRS/MO=80; TRADING HRS/MO=80; SELL FIXED PRODUCTS--LIFE, HEALTH, DI, ANNUITIES; WESTBROOK INVESTMENT ADVISORY, LLC (CRD# 313125) APPLICATION WAS APPROVED 12/10/2021. FRANK E. PAGAN SERVES AS THE PRESIDENT AND INVESTMENT ADVISOR. THE ADDRESS, 1773 LEE JANZEN DRIVE, KISSIMMEE FL 34744. THE FIRM IS INVESTMENT RELATED AND PROVIDES INVESTMENT ADVISORY SERVICES UTILIZING A SELECTION OF OTHER ADVISORS (INCLUDING PRIVATE FUND MANAGERS) IN THE FORM OF DISCRETIONARY INVESTMENT MANAGEMENT,QUALIFIED PLAN CONSULTING AND FINANCIAL CONSULTING SERVICES TO INDIVIDUALS, TRUSTS, ESTATES, BUSINESSES AND CHARITIES. THE AMOUNT OF TIME DEVOTED TO THIS BUSINESS IS 80 HOURS PER MONTH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-04-07
S63	Uniform Securities Agent State Law Examination	1999-11-09

S65 Uniform Investment Adviser Law Examination

2008-04-07
S63 Uniform Securities Agent State Law Examination

1999-11-09

View on SEC IAPD