Gary Grab

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1988 → Present
  Gary Grab, Inc.
  Westbury, NY
• 06/1994 → 04/2020
  H.D. Vest Investment Services
  Syosset, NY
• 09/1995 → 04/2020
  H.D. Vest Advisory Services
  Merrick, NY
• 09/2007 → Present
  Gary Grab & Associates Inc
  Syosset, NY
• 01/2015 → 12/2018
  Gba Financial Solutions Inc.
  Syosset, NY
• 07/2019 → 11/2023
  Grab & Buell Inc
  Syosset, NY
• 01/2001 → Present
  Complete Tax Services
  Syosset, NY
• 04/2020 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 04/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1)COMPLETE TAX SERVICES; SYOSSET, NY; NON-INVESTMENT RELATED; TAX PREP/ACCOUNTING, OWNER; ENROLLED AGENT; SINCE 01/2001; 40 HRS/MO 2) NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: RACEHORSE, START DATE: 01/2006, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MINORITY OWNERSHIP OF THOROUGHBRED RACEHORSE. 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 11/2021, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELLS, HEALTH AND DISABILITY; 4) NAME OF OTHER BUSINESS: GARY GRAB & ASSOCIATES, INC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX, ACCOUNTING, AND FINANCIAL SERVICES, START DATE: 04/1988, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: TAX, ACCOUNTING AND FINANCIAL SERVICES, POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS;

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-01-28