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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-23 |
| NJ | RA | APPROVED | 2020-02-13 |
Branch Locations
67 Hampton Rd, Southampton, NY 11968 • United States
68 S Service Rd Ste 200, Melville, NY 11747 • United States
68 S Service Rd Ste 200 [Mi-Rbo], Melville, NY 11747 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ram Catering | Old Westbury | NY | 07/2014 | Present |
| Wells Fargo Advisors | Melville | NY | 10/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Melville | NY | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-12 |
| S65 | Uniform Investment Adviser Law Examination | 2006-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-11 |
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