John Michael Augustine

Current Employers

Employment History

• 05/2006 → Present
  Commonwealth Financial Network
  Waltham, MA
• 05/2006 → Present
  Augustine Financial
  Brookfield, WI

Previous Registrations

• 2006-05-30 → 2019-11-04
  Commonwealth Financial Network
  Brookfield, WI
  Brookfield, WI
  West Bend, WI
• 2002-08-21 → 2006-05-30
  First Heartland Consultants, Inc.
  Brookfield, WI

Other Businesses

1. Fixed insurance sales; as of 01/1993, 25% of time spent during business hours, Conducted at branch location; Investment related. 2. Co-Owner, Capitol 13500, LLC, private entity established to receive rental income; as of 10/2007, 5% of time spent during business hours, Conducted at branch; Not investment related. 3. Owner, Augustine Financial, LLC, private entity established to facilitate securities business; as of 10/24/2007, 95% of time spent during business hours, Conducted at branch; Investment related. 4. Trustee of Branch Retirement Plans; as o 01/01/2013, 1% of time spent during business hours, Conducted at branch; Investment related. 5. Co-Owner of a residential rental property; as of 2016, less than 5% of time spent during business hours, Not conducted at branch location; Investment related. 6. Co-Owner of rental property located in Elan at Ballena Beach, Unit 6 D, 60504 Km 170 Uvita, Provincia de Puntarenas, Costa Rica, as of 09/20/2020; 1% time spent during business hours; Not conducted at branch location; Investment related. 7. E Health; Medicare product referrals; as of 12/01/21; Less than 5% of time spent during business hours; not investment related; conducted at branch.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-19
• S63 Uniform Securities Agent State Law Examination
  1994-12-02