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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-02-14 |
| KS | RA | APPROVED | 2018-02-14 |
| MO | RA | APPROVED | 2018-02-14 |
| OK | RA | APPROVED | 2018-02-14 |
| TX | RA | APPROVED | 2018-02-14 |
Branch Locations
3212 S Glenstone Ave, Springfield, MO 65804 • United States
502 W Mt Vernon St, Nixa, MO 65714 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 04/2007 | 02/2018 |
| Central Bank (Formerly: Central Trust Bank) | Springfield | MO | 06/1996 | Present |
| Lpl Financial Llc | Springfield | OK | 02/2018 | Present |
1. 02/14/2018 - INVESTORSERVICES INSURANCE, INC - Investment Related - 238 MAISON ST JEFFERSON CITY MO- Non-Variable Insurance - 10 Hours Per Month/10 During Securities Trading. 2. 03/08/2018 - Central Investment Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-06 |
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